Terms of Reference
- To establish and maintain a USSD Technical Committee that will be responsible for developing information that can be used to respond to inquiries that come to USSD on decommissioning of dams.
- To establish a forum where Members of USSD and other interested parties can discuss issues related to the decommissioning of dams.
- To create and maintain a state of the art body of accurate information on the decommissioning of dams.
- To prepare and maintain a USSD position paper on decommissioning of dams for inclusion on the USSD World Wide Web home page.
- To establish guidelines for possible national use in determining the "why, when, and how" to decommission dams.
- To coordinate and exchange information with other persons or groups in the United States that are interested in the decommissioning of dams.
- To establish and maintain contact with ICOLD committees and other professional organizations that are interested in and knowledgeable about decommissioning of dams, and to keep ICOLD apprised of the knowledge and activities of USSD related to this subject.
USSD Policy Statement on Dam Decommissioning
Decommissioning is defined as the
full or partial removal of an existing dam and its associated facilities or
significant changes to the operations thereof.
Dams were first built on the
Nile River sometime before 4000 BC. Since that time, dams have been constructed to benefit mankind by
providing water supply reservoirs, irrigation for agriculture, flood control,
power, navigation and recreation. The
oldest dams still in existence date back to the sixteenth century.
Although the design of dams is
typically based on a 50-year economic life, most appropriately designed dams
are intended to last indefinitely with proper maintenance and periodic repairs.
Without proper operation and maintenance, dams may deteriorate and can
ultimately create public safety hazards, which must be corrected. Also, as societal values change some dams
are considered undesirable from an economic, environmental, or other public
interest or political standpoint. When
any dam becomes a safety hazard that is uneconomical to repair or is deemed
undesirable for other reasons, treatment alternatives may include
decommissioning up to and including dam removal. The cost of decommissioning a
dam can be very significant, especially the removal and disposal of
contaminated reservoir sediments or replacement of lost hydropower
generation. Each situation is different
and must be considered on a case by case basis.
Once a decision has been reached
that decommissioning may be the best alternative, the actual dam removal must
be carefully planned, giving full attention to the economic and environmental
consequences of such removal. The incorporation of proper environmental
protections must be an integral part of the removal plan.lanning for the removal process must
include input by all affected stakeholders.
Decommissioning of Dam Projects - Issues To Be Considered
(Draft 8/14/01)
Introduction
The purpose
of this paper is to introduce the issues associated with the decommissioning of
dams. Decommissioning is defined as the full or partial removal of an existing
dam and its associated facilities or significant changes to the operations. Dam
decommissioning has not received much attention until recently, but is rapidly
gaining momentum as societal priorities change. This paper is intended to
create an awareness of the concept and stimulate thinking when dam
decommissioning is being considered.
The building
of dams to provide for growth, development, and national security has been an
important part of economic and social development of the United States.
Thousands of existing dams now support a multitude of benefits. The most common
uses of dams and reservoirs are the management of water for industrial and
municipal supply, agricultural, flood control, recreation, and power generation
purposes. Dams and reservoirs also provide for wildlife and fishery
enhancement.
Several
changes have occurred in the past decade to limit the construction of new dams
and to create more interest in the removal of existing dams:
- Most of the viable sites for large dams have been developed.
- Environmental philosophies of our country are often at odds with the construction of, and the continued use of dams and reservoirs.
- The cost of upgrading and maintaining many older dams to meet present safety standards is becoming significant.
- Many older dams, especially those associated with abandoned or outdated industrial and navigation facilities are no longer needed.
Reasons for Decommissioning
There are
many reasons for removing a dam - obsolescence, environmental concerns,
economics, safety criteria, risk reduction, and operation and maintenance
costs.
Dam construction, repair, and operational
costs of today far exceed those of even a decade past. Many older dams do not
meet current safety criteria for floods or earthquakes. The benefits provided by the dam, such as hydropower production, may not justify repairing or rebuilding the dam. Along
with keeping a dam compliant with existing safety criteria, legal liability in
the event of a sudden uncontrolled release of water is an increasing concern.
Dam failures, especially those with the potential for loss of human life, can
be devastating in terms of economic and political impacts upon dam owners.
Environmental Considerations
Today, one of
the most common environmental considerations is fisheries habitat for selected
species, especially salmonids and other migratory fish that are currently
threatened or endangered. Dams without
fish passage facilities prevent upstream migration of spawning adults, while
inlet/outlet works and spillways of reservoirs may increase the mortality of
juveniles as they migrate to sea. It
seems intuitive that removal of dams would increase populations of threatened
and endangered fish species, but it is a matter of continuing debate as to the
impact of dam removals, especially in those areas where fish passage facilities
are provided.
A second
common environmental issue is wetlands that are widely regarded as valuable
ecological resources. Productive
wetlands are sometimes inundated in reservoirs, but new wetlands and aquatic
habitat are created in areas upstream. Similarly the flood protection provided by dams reduces the frequency of
inundation in channels downstream as the geomorphology is altered. This tends to modify and move the area and
nature of wetlands.
Sediment
accumulating and stored in reservoirs becomes an environmental concern when
decommissioning is contemplated. The
suspended solids contained in runoff tend to settle in the quiescent reservoir
waters. In industrialized areas these
sediments may contain contamination such as metals, oil and grease and many
other chemicals. In rural areas these
sediments may contain contaminants such as pesticides and herbicides from
agricultural operations. The quantity
and concentration of sediments, and the rate at which they will be returned to
the fluvial system are also a major concern. Disposal of contaminated sediments that would be excavated or dredged
prior to dam removal may be a significant issue.
Impacts to
upstream and downstream infrastructure may be of concern, since foundations for
bridge piers and abutments, as well as any shallow pipelines or other utilities
that cross the channel may be subjected to increased scour potential from
higher flow velocities than they were designed for. Changes in flows may also impact piers, docks and other waterfront structures.
Historical
and/or archaeological impacts can be a significant issue, particularly where
the dam or facilities associated with the dam are on national or state historic
registers. At these facilities, removal
of a dam may have historical and/or archaeological impacts if a site is
altered.
Additional
considerations include recreational, visual and experiential values. River rafters, fly fisherman and others who
use the river for recreation frequently express a desire to see a free flowing
river. Dams and reservoirs are often
located in relatively rural, natural settings. Many people have expressed distaste for manmade facilities in wild,
scenic and natural conditions. It is
not clear that dam removal or decommissioning would improve this situation.
Economic Considerations
If the dam
owner can benefit substantially from ongoing operation of the dam and
reservoir, it is normally feasible to maintain and upgrade the facilities to
improve dam safety and comply with regulatory requirements. Where the benefits of the dam have been
substantially reduced, there is often reluctance to invest in dam repairs,
albeit with increased liability. In
this case dam decommissioning may be considered for economic (and liability)
reasons, as the long-term costs and risks for continued operation of the dam
may very well exceed those for dam decommissioning.
The economic
considerations associated with decommissioning a dam are significant, as for
operating and improving an aging dam. Careful advance planning is required, including analysis of
alternatives, preliminary cost estimates, permitting requirements and consensus-building
with concerned parties that must be identified. The economic losses due to discontinuing operation of the dam
(i.e., flood control, irrigation, power generation, recreational uses) must be
considered. Upon decision to pursue a
dam decommissioning alternative, funding must be obtained. There are several national organizations
that may provide funding assistance and/or other technical assistance for dam
decommissioning. Funding from federal
or state sources may also be available, however, appears to be limited at this
juncture. The timing of availability of
project funding is also an important factor.
The
environmental permitting process begins early, and may significantly impact
costs for design, construction and maintenance of the decommissioned
facility. Permits must be obtained from
federal, state and local regulatory agencies, which sometimes take conflicting
positions on a number of issues. Such
situations may be excessively time-consuming and costly to resolve. Typically, all or most permits must be
obtained prior to completion of final design and proceeding with construction
of the decommissioning project. If one
or more of the permits is denied, the project may not be able to proceed and
the investment in decommissioning may be lost.
Decommissioning Process
Planning a
dam decommissioning project is much like the original construction project,
except the end product is considerably different. All decommissioning projects
are likely to be subject to National Environmental Policy Act mandates.
Therefore, it is critical to identify all issues and obtain stakeholder
concurrence early in the process. The process begins with the study of all
alternatives including repair and upgrade and decommissioning. If
decommissioning is the selected alternative, the process will likely follow the
steps shown in the following flow chart.
Conclusion
Decommissioning of dams is a reality that
engineers and dam owners will be facing more and more in the next few decades.
It is time to gather and begin to exchange ideas now. Costs associated with
decommissioning can be many times the cost of repairs and upgrades. Much can be
learned from reviewing the decision process from decommissioning case studies.
Further information may be obtained by contacting the Committee Chairperson:
Thomas E. Hepler
Bureau of Reclamation
12030 Song Bird Hills Street
Parker, CO 80138
Telephone: 303-445-3261
Fax: 303-445-6490
e-mail: thepler@do.usbr.gov
|